Page 36 - EBA 2015.1815 Annual report 2014 web 2

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E U R O P E A N B A N K I N G A U T H O R I T Y
34
Guidelines on reporting of funding plans
The Guidelines on reporting of funding plans
were published in mid-2014 and include har-
monised templates and instructions for data
submissions from banks to competent au-
thorities. This harmonisation provides a com-
mon language for funding plans for discussion
in colleges and, most importantly, it will allow
for an assessment of the feasibility, consist-
ency and coherence of funding plans at the
national and Union level.
Further details on standards contributing to
harmonised cross-border supervision can
be found under the section on supervisory
reporting.
Final draft RTS and ITS on the functioning of
supervisory colleges
These technical standards which apply to
both colleges established for institutions with
significant branches in other Member States
and colleges established for cross-border
banking groups (i.e. with subsidiaries and/
or significant branches in multiple Member
States). With the finalisation of these techni-
cal standards the new legal framework for the
functioning of supervisory colleges under the
CRD has now been completed. Once adopt-
ed and published in the Official Journal, the
CEBS guidelines on the operational function-
ing of colleges (GL 34) will be repealed, given
that the technical standards provide detailed
and complete framework for college coopera-
tion in day-to-day supervision and emergency
situations.
Figure 4: Overview of the common SREP framework
Categorisation of institutions
Monitoring of key indicators
Overall SREP assessment
Early intervention measures
Supervisory measures
Quantitative capital measures
Quantitative liquidity measures
Other supervisory measures
Business Model
Analysis
Assessment of
risks to capital
Assessment of
risks to liquidity
and funding
Assessment
of internal
governance and
institution-wide
controls
Assessment of inherent
risks and controls
Assessment of inherent
risks and controls
Determination of own
funds requirements &
stress testing
Determination of
liquidity requirements
& stress testing
Capital adequacy
assessment
Liquidity adequacy
assessment