Page 114 - EBA 2015.1815 Annual report 2014 web 2

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E U R O P E A N B A N K I N G A U T H O R I T Y
112
Statistics on disclosure
In 2014 three formal requests for public access
to documents were lodged at the EBA pursuant
to Regulation (EC) No 1049/2001.
JC/GL/2014/43 — Joint ESMA/EBA Guidelines on Complaints-handling for the securities (ESMA) and banking (EBA) sectors
(published on 13 June 2014)
The following competent authority failed to provide notification of
compliance:
The following competent authority does not comply with the
guidelines:
Gibraltar (Financial Services Commission)
Netherlands - Autoriteit Financiële Markten (Authority for the
Financial Markets): a notification was received that although the
authority considers complaints for signalling risks, this is not being
done on a structural basis; the authority will consider a need to
incorporate the guidelines on a structural basis
EBA/REC/2014/01 — Recommendation on the use of Legal Entity Identifier (LEI) (published on 29 January 2014)
The following competent authorities failed to provide notification of
compliance:
Bulgaria -
Българска народна банка
(Bulgarian National Bank)
Croatia (National Bank of Croatia)
Cyprus -
Κεντρική Τράπεζα της Κύπρου
(Central Bank of Cyprus)
Germany - Bundesanstalt für Finanzdienstleistungsaufsicht (Federal
Financial Supervisory Authority)
Greece -
Τράπεζα της Ελλάδος
(Bank of Greece)
Iceland - Fjármálaeftirlitið (Icelandic Financial Supervisory Authority)
Latvia - Finanšu un Kapitāla tirgus Komisija (Financial and Capital
Market Commission)
Lithuania - Lietuvos Bankas (Bank of Lithuania)
Malta (Malta Financial Services Authority)
Poland - Komisja Nadzoru Finansowego (Polish Financial Supervision
Authority)
* Table last updated on 1 June 2015